Stock market lawsuit

According to a recent study, securities class action lawsuits continued to focus on the financial sector of the securities market.

The study conducted by the Stanford Law School and Cornerstone Research found that financial sector companies were named defendants in The majority of the class action cases filed contained allegations related to securities issued through initial public offerings IPOs during the financial system collapse. Class action lawsuits are designed to recover damages for a group or "class" of investors who sustained losses from the same cause.

Many individual investors participate in class action lawsuits because the size of the loss is too small or the securities at issue were not held with a full-service brokerage firm.

In another study, Cornerstone Research found that for over class action settlements between and , the average class action settlement resulted in recovery of approximately three percent of estimated damages.

The Cornerstone Research study also found that class action cases typically reached settlements three years to three and one-half years after the cases were filed.

A securities arbitration claim is filed with the Financial Industry Regulatory Authority FINRA , which is the regulatory organization responsible for resolution of disputes between investors and their broker-dealer. FINRA has established sales practice rules and regulations which govern duties and responsibilities for financial advisors and brokerage firms concerning the handling of investor brokerage accounts.

The securities arbitration claim is filed when there is a sales practice violation concerning the handling of an investor account. The securities arbitration process is generally more expeditious than a class action lawsuit.

Error

Securities arbitration claims are filed because of the size of the investment losses, the facts specific to the individual investor, and the resources available to pursue an arbitration claim. These factors are considered in greater detail below:. Research studies have concluded that investors can expect to recover a small fraction of their estimated damages through participation in a class action lawsuit.

As the size of the investment loss increases, the viability of an individual securities arbitration claim becomes a more cost-effective method to recover investment losses.

An individual arbitration claim filed with FINRA increases the likelihood of a larger recovery of your investment loss. These investor-specific considerations provide the basis for recovery of losses from all of the securities held, in addition to the particular security at issue in the class action.

This is another distinct advantage of a securities arbitration claim when compared to participation in a class action lawsuit. The resources required for an individual investor to file a securities arbitration claim include filing fees paid directly to FINRA and expert witness services, if deemed necessary. Home The Process Finra Causes of Action Class Action vs.

Individual Arbitration Lawsuits Financial Sector Dominates Securities Class Action Lawsuits According to a recent study, securities class action lawsuits continued to focus on the financial sector of the securities market. Class Actions Provide Limited Recovery Class action lawsuits are designed to recover damages for a group or "class" of investors who sustained losses from the same cause.

Why Consider a Securities Arbitration Claim?

These factors are considered in greater detail below: Size of Investment Loss Research studies have concluded that investors can expect to recover a small fraction of their estimated damages through participation in a class action lawsuit. Resources Available The resources required for an individual investor to file a securities arbitration claim include filing fees paid directly to FINRA and expert witness services, if deemed necessary. Lauderdale; Fort Lauderdale, Hollywood, Boca Raton, Stuart, Okeechobee, Fort Pierce, Pompano Beach, Boynton Beach, Delray Beach, Coral Gables, Jupiter, Jupiter Island, Stuart, Vero Beach, Palm Beach Gardens, Palm Beach, Fort Pierce, Indiantown, Hobe Sound, North Miami and Hialeah; Broward County, Martin County, Miami-Dade County, Orange County, Palm Beach County, St.

Lucie County and Martin County; nationally in cities such as Atlanta, Chicago, Denver, Los Angeles, Dallas, Jacksonville, New York, Orlando, Philadelphia, San Francisco, San Diego, Seattle, Tampa, Washington.

Class Action vs Individual Arbitration Lawsuits - Stock Market Loss Lawyer Rodriguez Tramont and Nunez

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